Protect the financial system with this foundational banking supervision, AML/CFT compliance and financial crime prevention training. The program covers prudential supervision basics and the anti-money laundering and counter-terrorist financing obligations that banks must meet. Participants will learn risk-based customer due diligence, transaction monitoring, suspicious activity reporting and sanctions screening. Through case studies of real financial crime schemes, attendees will learn to detect and prevent abuse. This program is essential for bank compliance officers, supervisors and risk professionals.
Objectives
- Explain core principles of prudential banking supervision
- Interpret Kenya's POCAMLA and AML/CFT regulations
- Apply FATF Recommendations to banking operations
- Carry out risk-based customer due diligence and KYC
- Design transaction monitoring and alert review processes
- Prepare and file suspicious transaction reports
- Screen customers and transactions against sanctions lists
- Recognize money laundering and fraud typologies
- Build an effective compliance culture and training programme
Target Audience
- Bank compliance and AML officers
- Banking supervisors and regulators
- Risk managers in financial institutions
- SACCO and microfinance compliance staff
- Internal auditors
- Fraud investigators
Methodology
- Regulatory framework briefings
- KYC and due diligence exercises
- Transaction monitoring simulations
- Financial crime case studies
- STR drafting practice
- Sanctions screening demonstrations
- Peer sharing of compliance experiences
